26 Nov 2012 – 2 Dec 2012

2 entities were added to SEC Thailand and AMLO alert lists during the week of 26 Nov 2012–2 Dec 2012, grouped here by category — each one links to its full source record.

1. Broker / InvestmentTFEX Club Website: www.tfexclub.com, FB: www.facebook.com/pages/TFEXCLUB/450759881631073?ref=hlUnlicensed securities and derivatives businessFlagged
2. Broker / InvestmentYim Yim International Co., Ltd. Website: www.powerfulbizgroup/page1.htmlUnlicensed securities and derivatives businessFlagged