15 Apr 2013 – 21 Apr 2013

2 entities were added to SEC Thailand and AMLO alert lists during the week of 15 Apr 2013–21 Apr 2013, grouped here by category — each one links to its full source record.

1. Broker / InvestmentLM Investment Management Limited Website: www.LMaustralia.comUnlicensed securities and derivatives businessFlagged
2. Broker / Investmentซี ศรีวะรมย์/Rochana Srivarom FB: ซี ศรีวะรมย์, Rochana SrivaromUnlicensed securities and derivatives businessFlagged