21 Jul 2014 – 27 Jul 2014

2 entities were added to SEC Thailand and AMLO alert lists during the week of 21 Jul 2014–27 Jul 2014, grouped here by category — each one links to its full source record.

1. Broker / InvestmentProfessional Portfolio International Ltd. Website: www.ppi-advisory.comUnlicensed securities and derivatives businessFlagged
2. Broker / InvestmentS D Global and Mr. Matthew ChristensenUnlicensed securities and derivatives businessFlagged