31 Oct 2022 – 6 Nov 2022

3 entities were added to SEC Thailand and AMLO alert lists during the week of 31 Oct 2022–6 Nov 2022, grouped here by category — each one links to its full source record.

1. Broker / InvestmentLine Group “การลงทุนเพื่อชีวิต” ของนายมรกต ฉายทองคำUnlicensed securities and derivatives businessFlagged
2. Broker / InvestmentLINE Official Account "Investment service"Unlicensed securities and derivatives businessFlagged
3. Broker / InvestmentPecunia Asset ManagementUnlicensed securities and derivatives businessFlagged