24 Sept 2012 – 30 Sept 2012

4 entities were added to SEC Thailand and AMLO alert lists during the week of 24 Sept 2012–30 Sept 2012, grouped here by category — each one links to its full source record.

1. Broker / Investmentdoohoon Website: www.doohoon.comUnlicensed securities and derivatives businessFlagged
2. Broker / InvestmentE-Chartered Management Co.,Ltd. Website: www.ectthailand.comUnlicensed securities and derivatives businessFlagged
3. Broker / InvestmentVTA system Co.,Ltd. Website: www.vtasystem.comUnlicensed securities and derivatives businessFlagged
4. Broker / Investmentชัย-เทพหุ้นวีไอ FB: ชัย เทพหุ้นวีไอUnlicensed securities and derivatives businessFlagged