15 Oct 2012 – 21 Oct 2012

2 entities were added to SEC Thailand and AMLO alert lists during the week of 15 Oct 2012–21 Oct 2012, grouped here by category — each one links to its full source record.

1. Broker / Investmentdegree10 Website: www.degree10online.comUnlicensed securities and derivatives businessFlagged
2. Broker / InvestmentP.T.RESEARCH Co.,Ltd. Website: www.kimston.comUnlicensed securities and derivatives businessFlagged